|
CHAPTER FIFTEEN
[125-31] A further reason against the assumption of general Germanic syncope of a I take from the inflection of the ja-stems. In order to clarify everything here, however, I must expand somewhat. It is a question of the explanation of the groups of sounds: -ji and -ei in harjis, haírdeis and the corresponding verbal forms nasjis, sôkeis; on these compare Scherer, Zur Geschichte der Deutschen Sprache 113f.; Zimmer, Zeitschrift für deutsches Altertum 19.419; Amelung, ibid. 21. 230f.; Osthoff, Zeitschrift für vergleichende Sprachforschung 22.89f. Scherer, whose view Zimmer and Amelung accept, as is known derives harjis and haírdeis from *harijas and *haírdijas through syncope of the a; in complete accordance with the views of Scherer, Zimmer and Amelung interpreted the latter forms as hárijàs, haírdìjas. This in turn presupposes the validity of the law of the Middle High German low accent, which I believe I have disproved for the original Germanic language; according to the principles proposed in Beiträge 4. 522ff., I can make no other assumption than that those forms, presupposing three syllables, were each pronounced hárijàs, haírdijàs. Why shouldn't both have developed similarly to harjis, *haírdjis, as the group of sounds ji is maintained undisturbed in the genitive singular neuter in reikjis, etc. or in
faírnjin etc.; or why isn't it *hareis, like
haírdeis, after the analogy of naveis and gasteis
from *navijiz and *gastijiz? [The ending -iz is
supported by OE fêt, ON fœtr = *fôtiz; see above
111.] There is also a strong physiological question concerning the assumed
loss of the vowel a between the consonants j and s;
but I would not like to press this too strongly here, for the discussion
necessary for its support might find little support.I can come to terms still less with the view of Osthoff than with this conception, which one might call the general point of view and which one has to agree is consistent and logical in its point of view. A development of *hairdjas, *harjas through *hairdjs and *harjs to *hairdjis and harjis by means of the development of an auxiliary vowel from the j may indeed be represented graphically but not be made credible for the written language. If this a was actually lost after the j, then according to the laws developed in Lautphysiologie § 22 this j should have become the vowel i, and we would get only *haírdis, *haris. If one wanted to take refuge in the fact that j may [212] not have been a semivowel, but rather a spirant or obstruent, then the development of an auxiliary i could not be conceived, nor its contraction with a completely non-homogeneous vowel. Finally, the objection that Scherer's hypothesis necessarily requires the dative form *haírdija does not hold up any better, for the development of a medial ija to ja is without question in sôkja and similar forms. But if the assumption of harjis and haírdeis as general Germanic forms raises so many problems, one might simply ask whether they indeed have any claim to this status. North Germanic does not play a decisive role here; its forms , = Goth. , haírdeis have the same
phonological relationship as do ON , sœkir = Goth. bidjis,
sôkeis; ,
sœkir however are justified by means of analogies like
ástir, nœmir = Goth. ansteis, nêmeis, whose
i is certain in the Germanic period. Accordingly in the northern
languages there is no sound law which hinders our equating directly with Goth.
haírdeis.It's quite different in West Germanic. The older Anglo-Saxon, Old Saxon and Old High German attest in weak verbs with short syllables instead of Goth. ji only i, e without lengthening of the preceding consonant. Compare, for example, from the Old Kentish psalter (Ed. Stevenson, London and Edinburgh, 1844) reces 2, 9, 7, 8 etc.,
seles 15, 10 etc., 7, 13, 7, 13, sites 7, 4 etc., 14, 4, gestes 17,
44 etc., 18, 2 (cf. J.
Grimm, Grammatik I4, 822f.); Old Saxon fremis,
frumid, , , hugis,
hugid, letid, sagis, , telid; Old High German
examples, Grimm Grammatik I4, 788. [In Old High German,
this law was broken through early by the sound shift, like many other
things. The form of the infinitive, of the plural and subjunctive present
is carried through everywhere where there was too great difference of the
sound; accordingly, sezzis, deckis, like sazta, not
* , *dechis etc., = OE
setes, ]. The
j was merged here throughout to a simple vowel with i of the
verbal ending, which was proved to be general Germanic through its causing
umlaut in the strong verb at a very early time, before the beginning of
the consonant lengthening. Differently among the nouns. Here we have
nominatives and accusatives like OE hrycg, mecg,
slecg, wecg, , neuter cynn, webb,
bedd, nett, flett, OS hruggi, nt. bed,
flet(ti), net(ti), siukki, kunni,
webbi, OHG hrukki, nt. kunni, tenni,
stukki, giuuiggi, âuuiggi, stuppi,
uueppi, betti, antlutti, nezzi, uuizzi,
etc.; further, adjectives like OE nytt, gesibb, OS
middi, thriddi, luggi, OHG luggi,
fluggi, âuulggi, sibbi, nuzzi, accordingly
throughout lengthening of the consonant before the ending. I believe that
this proves that a j was still present in West Germanic before the
final vowel; and since analogy with the verb has just showed us that
ji was not possible in West Germanic the final vowel must have been
other than i. Where [213] else might
this questionable vowel arise other than from the thematic a? As
the last general Germanic original form of the short syllable stems we
must therefore not assume harjis, kuni, but only may designate the vowel sound that
cannot be determined, which developed gradually under the influence of the
j from the thematic vowel a2. But also for the long syllable
stems non-shortened forms with ia or must be assumed. For if the Germanic
original form of the neuters had been, for example, rîki or even
*rîkî, then the i would have been compelled to drop in Old
English and Old Norse as in the imperatives OE sêc, ON sœk =
Goth. sôkei, or in the feminines OE bend, , ON (with non-original r) = Goth.
bandi, . Details
are given about this below. [A further proof for the non-originality of
the i in the nominative of the neuters is given by ON hey =
Goth. havi. If havi were original Germanic, then the
i would have been compelled to drop in North Germanic after short
syllable without producing umlaut. Proto-Germanic *naviz regularly
yielded ON há-r, as *favaz yielded fár; or in order
to give an analogy for the medial position as well, as beside the verbs
*haujan, =
ON heyja (OE hêgan), the preterites , , i.e. ON , regularly occur. ON hey can
accordingly stand only for Gmc. *hauja, =
Proto-Norse *mavi-r, Examination of the genitive singular of the ja stems leads to similar results with regard to the non-originality of the Gothic forms. For in order to maintain haírdeis as common form, one must first of all seize upon the highly questionable assumption of a Proto-Germanic contraction of ie to
with in the penultimate (while the e of the genitive elsewhere did
not become i, does not cause umlaut); then however one must explain
all West Germanic forms as new formations (OE hyrdes, rîces,
OS hirdies, rîkies, OHG hirtes, rîches). Only
the North Germanic ,
ríkis with some difficulty be compared with the Gothic. Shouldn't
one then rather admit that the Gothic haírdeis owes its development
only to [214] the specifically Gothic aversion
to the sound e, with which was apparently also associated an effect
from the nominative? Only in this way do the neuters, with their
prevailing genitives in -jis, receive their due: , reikjis, faírgunjis,
andbahtjis, valdufnjis, beside andbahteis,
valdufneis, , trausteis, (see the list
in Heyne, Ulfilas § 23). The lack of a nominative similar in sound helped
to preserve the older forms here.Accordingly: the i in Goth. harjis is a remainder of the thematic a it did not develop from the derivative suffix i or j but was only conditioned in its color by these. The same remainder is found also in haírdeis, which we have to resolve first of all in a previous three-syllabic or
, whose treatment
corresponds completely with that of naveis, ansteis (cf. p.
125). Goth. naveis is particularly welcome as evidence that the
contraction has nothing to do with quantity or with an accentual law
dependent on quantity, as we objected above. For the language it's quite
immaterial which of two similar contracted vowels had the accent; I need
only recall the well-known elementary rules of Greek grammar.The difference between the short and long syllable ja-stems accordingly consists only in the fact (as Scherer already recognized, though in my view without adequate justification) that the former had consonantal j, the latter vocalic, i.e. syllabic, i in their suffixes. But where does this difference arise, if it does not depend on the low accent law? One would scarcely assume with no further evidence an earlier, general Germanic existence of this law in the Lachmann version, and a later complete reversal especially in West Germanic! On what should we base our suggestions? We will therefore have to go farther back and hold to the original Indo-European language. If one may take confidence in the investigations of Benfey (Abhandlungen der Göttingen Gesellschaft der Wissenschaften 16. 91ff., 1871), the suffix ia was used interchangeably in the Veda as monosyllabic or bisyllabic. If one however examines the situation more precisely, a quite definite law stands out: unaccented (without svarita) i or u before a vowel is consonantal after a short syllable, vocalic after a long syllable, without regard for the other accentual situation of the word. Compare examples like the following:
[For the references, see Grassmann. Here I must withhold giving the proof for the above principle at length or discussing the regular exceptions which occur and the violations against it, which in part are not insignificant criteria for determining the age of Vedic hymns. I will only note here that that principle is only a segment of an extensive rhythmical law in oldest Sanskrit and Indo-European, particularly concerning the relationship of the vowels i, u and the semivowels y, v; for years I have been collecting material in support of it. Precise observation of these principles will be useful not only for metrics but also for grammar itself. It turns out, for example, that the lengthenings before r + consonant were still foreign to the living Vedic language; that r,
r always developed through , and the like.]
Exceptions are the suffixes beginning with a consonant like , , -tva, to the extent that these
(like wordinitial consonants + y, v in general) were used
interchangeably after long syllables (after short syllables only with
consonantal y, v, i.e. monosyllabic); further certain short
syllabic adjectives, especially verbal adjectives with bisyllabic suffix
(Grassmann's Part. IV): gádhia, gúhia, gopayátia,
, tújia,
dábhia,
(mádia, yújia?), çásia, çrúitia, hávia
(while for example the suffix of the so-called ya-class or the
passive follows the rule).I may report that Hübschmann has recently established the same laws for Old Bactrian, starting from another point of view, so that three languages may already be called upon as mutual witnesses for the great age of the phenomenon. In the remaining languages the old difference seems to have been eliminated early; at any rate none of them shows such an obvious observance of the law as do the three named. But scholars will doubtless succeed in finding remnants of the rule still in details. I'd like to direct attention to one such still: the Greek adjectives hágios and stúgios, which correspond to hádzomai i.e. *hagjomai and similar forms in the same way as do the Sanskrit verbal adjectives to the corresponding verbs. Probably the most general formulation of the law discovered here may be given as follows: the vowel of a syllable of derivation is and remains heavier after a preceding long than after a preceding short (therefore ia, ua remain bisyllabic in the first case; in the second they become monosyllabic).[216]
|